0000950142-13-000229.txt : 20130208 0000950142-13-000229.hdr.sgml : 20130208 20130208130519 ACCESSION NUMBER: 0000950142-13-000229 CONFORMED SUBMISSION TYPE: SC 13G/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20130208 DATE AS OF CHANGE: 20130208 GROUP MEMBERS: HARVEY SANDLER GROUP MEMBERS: HARVEY SANDLER REVOCABLE TRUST SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: CECO ENVIRONMENTAL CORP CENTRAL INDEX KEY: 0000003197 STANDARD INDUSTRIAL CLASSIFICATION: INDUSTRIAL & COMMERCIAL FANS & BLOWERS & AIR PURIFYING EQUIP [3564] IRS NUMBER: 132566064 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-19763 FILM NUMBER: 13585900 BUSINESS ADDRESS: STREET 1: 4625 RED BANK ROAD, SUITE 200 CITY: CINCINNATI STATE: OH ZIP: 45227 BUSINESS PHONE: 4165936543 MAIL ADDRESS: STREET 1: 2300 YONGE STREET, P.O. BOX 2408 STREET 2: SUITE 1710 CITY: TORONTO STATE: A6 ZIP: M4P 1E4 FORMER COMPANY: FORMER CONFORMED NAME: API ENTERPRISES INC DATE OF NAME CHANGE: 19920703 FORMER COMPANY: FORMER CONFORMED NAME: ALARM PRODUCTS INTERNATIONAL INC DATE OF NAME CHANGE: 19851210 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: Harvey Sandler Revocable Trust CENTRAL INDEX KEY: 0001323253 IRS NUMBER: 134328652 STATE OF INCORPORATION: FL FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A BUSINESS ADDRESS: STREET 1: 21170 N. E. 22ND COURT CITY: NORTH MIAMI BEACH STATE: FL ZIP: 33180 BUSINESS PHONE: 954-389-7100 MAIL ADDRESS: STREET 1: 21170 N. E. 22ND COURT CITY: NORTH MIAMI BEACH STATE: FL ZIP: 33180 SC 13G/A 1 eh1300203_13ga4-ceco.htm AMENDMENT NO. 4 eh1300203_13ga4-ceco.htm
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, DC  20549

SCHEDULE 13G
(Rule 13d-102)

(Amendment No. 4)

INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO
RULES 13d-1(b), (c) AND (d) AND AMENDMENTS THERETO FILED
PURSUANT TO RULE 13d-2(b)


CECO ENVIRONMENTAL CORP.
(Name of Issuer)
 
 
Common Stock
(Title of Class of Securities)
 
 
125141101
(CUSIP Number)
 
December 31, 2012
(Date of Event Which Requires Filing of this Statement)


Check the appropriate box to designate the rule pursuant to which this Schedule is filed:
 
 
o
Rule 13d-1(b)
 
o
Rule 13d-1(c)
 
x
Rule 13d-1(d)
 
 
 
 
 
 
 
 
CUSIP No. 125141101
 SCHEDULE 13G
Page 2 of 8


 
1
NAME OF REPORTING PERSON OR
I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
 
Harvey Sandler Revocable Trust
  
2
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
 
 
(a)  o
(b)  o
3
SEC USE ONLY
 
 
  
4
CITIZENSHIP OR PLACE OF ORGANIZATION
 
Florida
  
NUMBER OF
SHARES
BENEFICIALLY OWNED
BY EACH REPORTING
PERSON
WITH
5
SOLE VOTING POWER
 
1,991,903
6
SHARED VOTING POWER
 
0
7
SOLE DISPOSITIVE POWER
 
1,991,903
8
SHARED DISPOSITIVE POWER
 
0
9
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
 
1,991,903 shares of Common Stock
  
10
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES
 
 
 o
11
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
 
13.5%
  
12
TYPE OF REPORTING PERSON
 
OO
  

 
 
 
 
 
 
 
 
 
CUSIP No. 125141101
 SCHEDULE 13G
Page 3 of 8


 
1
NAME OF REPORTING PERSON OR
I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
 
Harvey Sandler
  
2
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
 
 
(a)  o
(b)  o
3
SEC USE ONLY
 
 
  
4
CITIZENSHIP OR PLACE OF ORGANIZATION
 
Florida
  
NUMBER OF
SHARES
BENEFICIALLY OWNED
BY EACH REPORTING
PERSON
WITH
5
SOLE VOTING POWER
 
1,991,903
6
SHARED VOTING POWER
 
0
7
SOLE DISPOSITIVE POWER
 
1,991,903
8
SHARED DISPOSITIVE POWER
 
0
9
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
 
1,991,903 shares of Common Stock
  
10
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES
 
 
 o
11
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
 
13.5%
  
12
TYPE OF REPORTING PERSON
 
IN
  

 
 
 
 
 
 

 
CUSIP No. 125141101
 SCHEDULE 13G
Page 4 of 8
 
 
Item 1.
    
     
(a)
  
Name of Issuer:
CECO Environmental Corp.
     
(b)
  
Address of Issuer’s Principal Executive Offices:
4625 Red Bank Road, Suite 200
Cincinnati, Ohio 45227
     
Item 2.
    
     
1.      
 (a) 
Name of Person Filing:
Harvey Sandler Revocable Trust
     
(b)
  
Address of Principal Business Office, or, if none, Residence:
2080 NW Boca Raton Blvd #6
Boca Raton, FL 33431
     
(c)
  
Citizenship or Place of Organization:
Harvey Sandler Revocable Trust is a trust organized under the laws of the State of Florida.
     
(d)
  
Title of Class of Securities:  Common Stock, $0.01 par value
     
(e)
  
CUSIP Number:  125141101
     
2.      
 (a) 
Name of Person Filing:
Harvey Sandler
     
(b)
  
Address of Principal Business Office, or, if none, Residence:
2080 NW Boca Raton Blvd #6
Boca Raton, FL 33431
     
(c)
  
Citizenship or Place of Organization:
Harvey Sandler is a United States citizen.
     
(d)
  
Title of Class of Securities:  Common Stock, $0.01 par value
     
(e)
  
CUSIP Number:  125141101
     
Item 3.
  
If This Statement is Filed Pursuant to Rule 13d-1(b), or 13d-2(b) or (c), Check Whether the Person Filing is a:
     
   
Not applicable.
     
Item 4.
  
Ownership.
     
   
Provide the following information regarding the aggregate number and percentage of the class of securities of the issuer identified in Item 1.
 
 
 
 
 

 
CUSIP No. 125141101
 SCHEDULE 13G
Page 5 of 8
 
 
 
 
(1)
Harvey Sandler Revocable Trust
     
   
(a)
Amount beneficially owned:  1,991,903 shares of Common Stock, $0.01 par value, of CECO Environmental Corp.
       
   
(b)
Percent of class:  13.5%
       
   
(c)
Number of shares as to which the person has:
       
     
(i)
Sole power to vote or to direct the vote:  1,991,903 shares
         
     
(ii)
Shared power to vote or to direct the vote:  0 shares
         
     
(iii)
Sole power to dispose or to direct the disposition of:  1,991,903 shares
         
     
(iv)
Shared power to dispose or to direct the disposition of: 0 shares
         
 
(2)
Harvey Sandler
     
   
(a)
Amount beneficially owned:  1,991,903 shares of Common Stock, $0.01 par value, of CECO Environmental Corp.
       
   
(b)
Percent of class:  13.5%
       
   
(c)
Number of shares as to which the person has:
       
     
(i)
Sole power to vote or to direct the vote:  1,991,903 shares (1)
         
     
(ii)
Shared power to vote or to direct the vote:  0 shares
         
     
(iii)
Sole power to dispose or to direct the disposition of:  1,991,903 shares (1)
         
     
(iv)
Shared power to dispose or to direct the disposition of: 0 shares
         
 
______________
(1)  Harvey Sandler is the sole trustee of the Harvey Sandler Revocable Trust. As a result, Mr. Sandler may be deemed to beneficially own the shares held by the Harvey Sandler Revocable Trust and each of the reporting persons may be deemed to be a member of a group within the meaning of Rule 13d-5(b)(1). The reporting persons do not admit to being members of a group and Mr. Sandler disclaims beneficial ownership of the securities held by the Harvey Sandler Revocable Trust.
 
 
 
 
 
 
 
 
CUSIP No. 125141101
 SCHEDULE 13G
Page 6 of 8
 
 
 
Item 5.
Ownership of Five Percent or Less of a Class.
   
 
Not applicable.
   
Item 6.
Ownership of More Than Five Percent on Behalf of Another Person.
   
 
Not applicable.
   
Item 7.
Identification and Classification of the Subsidiary which Acquired the Security Being Reported on by the Parent Holding Company or Control Person.
   
 
Not applicable.
   
Item 8.
Identification and Classification of Members of the Group.
   
 
See Exhibit A for Joint Filing Agreement.
   
Item 9.
Notice of Dissolution of Group.
   
 
Not applicable.
   
Item 10.
Certifications.
   
 
By signing below the undersigned certifies that, to the best of its knowledge and belief, the securities referred to above were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect.
 
 
 
 
 
 
 
 
 
CUSIP No. 125141101
 SCHEDULE 13G
Page 7 of 8
 
 
 
SIGNATURE

After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.
 
 
Date: February 7, 2013
HARVEY SANDLER REVOCABLE TRUST
  
       
 
By:
/s/ Harvey Sandler   
  Name:  Harvey Sandler   
  Title:  Sole Trustee   
       
 
Date: February 7, 2013
By:
/s/ Harvey Sandler   
  Harvey Sandler   
 
 
 
 
 
 
 
 
 
 
CUSIP No. 125141101
 SCHEDULE 13G
Page 8 of 8
 
 
 
EXHIBIT A

JOINT FILING AGREEMENT

In accordance with Rule 13d-1(f) under the Securities Exchange Act of 1934, as amended, the undersigned hereby agree to the joint filing on behalf of each of them of a statement on Schedule 13G (including amendments thereto) with respect to the Common Stock of CECO ENVIRONMENTAL CORP. and that this Agreement be included as an Exhibit to such statement.

IN WITNESS WHEREOF, the undersigned hereby execute this Agreement effective as of the dates set forth next to the undersigned's name.
 
 
Date: February 7, 2013
HARVEY SANDLER REVOCABLE TRUST
  
       
 
By:
/s/ Harvey Sandler   
  Name:  Harvey Sandler   
  Title:  Sole Trustee   
       
 
Date: February 7, 2013
By:
/s/ Harvey Sandler   
  Harvey Sandler